Notes for an interactive
panel discussion on how action research contributes to the
public's best interest in terms of personal, professional, community, and
social change.
A contribution to the
Action Research SIG Business meeting on 8th April 2006 at AERA in
the Moscone Centre, San Francisco.
Jack
Whitehead, Department of Education, University of Bath.
Introduction
In my understanding of action research the action researcher
engages in enquiries of the kind, 'How do I improve what I am doing?' and/or
'How do we improve what we are doing?' and studies her or his own enquiry
learning with the intention of improving what is being done and of
understanding what is being done in the social context of the activities. So,
in this contribution, to what I hope is an on-going educational conversation, I
will relate my understandings of what action researchers are doing to what I
see as the public's best interest in terms of personal, professional, community
and social change.
What I see action researchers doing in terms of their
knowledge-creation is influenced by my understandings of the explanations they
are producing. In my action research I generate explanations for my educational
influences in my own learning, in the learning of others and in social formations.
I call these explanations living educational theories. These are explanations
generated by individuals to explain their own lives. I call them living
educational theories to distinguish them from the explanations that can be
generated by traditional forms of propositional theories to explain what
individuals do. I found it necessary to develop the idea of living educational
theory to explain my educational influences in learning because no existing
theory proposed by others to explain what individuals do, either on its own or
in any combination with other theories, could explain my educational influences
in learning.
Hence my response to the question is focused on providing evidence
from the living educational theories of action researchers that they are
contributing to the public's best interest in terms of personal, professional,
community and social change.
1) The public's best
interest in terms of personal change
In thinking that the public's best interest is being served by
personal changes I am thinking of changes in ourselves that bring more fully
into the world the values, skills and understandings that carry hope for the
future of humanity. Each one of us will have our own unique constellation of
values, skills and understandings that we use in constituting our sense of
identity. In my constellation I associate hope with life-affirming energy,
love, pleasure, care, compassion, respect, justice, freedom, material emotional
and spiritual well-being, a productive life and democratic forms of governance.
This is not an exhaustive list but I think it will serve to emphasise my point
about personal changes bringing these values more fully into the world and that
these changes are in the public's best interest. Sharing understandings of such
personal changes, in life-histories of learning, is one way in which the
learning can be communicated and offered to others in the hope that it has
use-value to the other as they construct their own forms of life.
For over 30 years I have had the privilege of working with action
researchers whose enquiry learning and knowledge-creation have shown how
personal changes in terms of their learning in their action enquiries have
brought these values more fully into the world. You can access these
outstanding contributions the advancement of knowledge in the doctoral theses
of action researchers accounts at http://www.bath.ac.uk/~edsajw/living.shtml
and in masters programmes at: http://www.bath.ac.uk/~edsajw/mastermod.shtml
2) The public's best interest in terms of professional change
I see the public's best interest being served by professional
changes that enhance the values, skills and understandings of
professional-knowledge bases. I am thinking here of a wide range of
professional contexts in schools, colleges, universities, health, the police,
industry and politics as well as in our community of educational researchers.
One of the professional changes that is in the public's best interest is the
enhancement of the public's learning about the expert knowledge of
professionals. The more public understanding there is, of a range of issues in
education, health and other professional practices, the more the public can
make informed choices. In a Presidential Address to the British Educational
Research Association in 1988 (Whitehead, 1989) I advocated the development of
research-based professionalism in education that was grounded in action
research. I stressed the importance of sharing the accounts of action
researchers in which they explained their own learning in relation to their
values. The Appendix of the address contained a list of such accounts. The
Presidential Address was given before any living theory doctoral theses had
been legitimated. The first of these by Mary Gurney and Jean McNiff were
awarded late in 1988 and in 1989.
The main change in perception, in encouraging professionals to research
their own practice and produce validated accounts of their educational
influences in their learning, is that professionals can include within a
perception of themselves as 'expert knowers' their practices as enquiring
learners.
By sharing their accounts of their learning through publicly
accessible web-space, professionals are enhancing the possibilities of more
public awareness and understandings of their professional practices. The
argument supporting the value of doing this in the public interest is similar
to that used above to advocate the sharing of accounts of personal change. As
part of a life most individuals become productive members of their society.
Many take on professional responsibilities in their workplaces. All the living
theories flowing through web-space from http://www.bath.ac.uk/~edsajw/living.shtml
are stories of professional learning. Individual professionals are accepting
responsibility for researching their own learning as they seek to live their
values more fully in their practice and to develop their understandings.
My reason for claiming that it is in the public's best interest
for professionals to make public their stories of their professional learning,
is that they can help the public to enhance their own understandings and sense
of responsibility for their own well-being in relation to the professional's
sphere of activity.
3) The public's best interest in terms of community change.
There are numerous illustrations of where action research has
contributed to community change in the public's best interest. Perhaps some of
the best illustrations have been provided by participatory action research in
developing countries where action research processes are helping to develop
more democratic practices in support of social justice and well-being. In
relation to PAR Orlando Fals Borda writes:
An
acute sense of justice and ethics from dominant groups and institutions is
indispensable for creating stable better living conditions in the South as well
as a better world for everyone.As for pertinent methodological aspects, studies
presented at the 1997 PAR World Convergence Congress showed solutions in at
least three significant directions: (1) to recognise the role of combining
people's knowledge and academic knowledge in popular struggle and in other
activities, which may furnish the basis for a new and useful scientific
paradigm; (2) to practice in such a way that it gives a moral and humanist
orientation to the work of the activist/researcher; and (3) to gain a sense of personal
commitment that combines the logic of action and the logic of research. In
short, an urgent need to resurrect altruism and solidarity as dominant ways of
life was felt in the South as well as in the North, and to build a new brand of
ethnogenesis to provide for greater happiness (Fals Borda 1998: 218-219).
Survival for the pursuit of Liberty and Happiness involves less
inconsistencies, less arrogance, and more than instrumental reason. Generosity
and a political will are also needed. The situation calls for the heart as much
as for the head of the rich and poor.Hands and minds should move in tandem in a
new world alliance to reconstruct societies through humane globalising
initiatives.
(Fals-Borda, 2000, p. 633)
In relation to changes in communities of educational researchers
that are in the public's best interest I focus on changes in the standards of
judgement we use in the Academy to decide what counts as valid and legitimate
educational knowledge and theory (Whitehead, 2004). The major change I have in
mind is the change in perception from the discrete meanings in standards of
judgement carried in statements. I am thinking of statements that abide by the
laws of contradiction and excluded middle. I have in mind the change from these
meanings to the inclusional meanings in living standards of judgement carried
through video-narratives that are open to the possibilities that life itself
permits. This change is related to the logics through which we make sense.
In the dominant logic of academic discourse, The law of excluded
middle states that everything is either A or not-A. The law of contradiction
excludes the possibility of two mutually exclusive statements being true
simultaneously. The sense I make of my experience confounds these two laws. In
my relationally dynamic awareness of space and boundaries (Rayner 2006)
something significant for my existence exists in the space between boundaries
that is being excluded in the belief that everything is either A or not-A. In
my experience I can hold together simultaneously, knowledge of my values and
their negation in saying to myself, for example, I am free and I am not free.
I am suggesting that the major change in the public's best
interest, produced in our community of educational action researchers, is the
nature of the standards of judgement we can use to judge what counts as a valid
and legitimate contribution to educational knowledge and theory.
You may not wish to go as far as Polanyi (1958) in seeking to
strip away what he called the crippling mutilations of centuries of objectivist
thought. You may not wish to accept Rayner's (2006) point that the dominant
epistemology in the Academy has become dangerously addicted to the Law of the
Excluded Middle, that creates a view of the world as constituted by discrete
and independent objects. The idea that the dominant ways of understanding the
world in our writings in our educational research communities might be part of
a dangerous addiction that is undermining our capacities to develop
relationally dynamic and living standards of judgement, does not sit
comfortably with the idea that our writings and research are contributing to
the public's best interest. However, I am advocating that we take the idea
seriously.
Taking note of Eisner's (1993, 1997) points about extending the
forms of representation in educational research I have been advocating the use
of multi-media representations in action research accounts and contributed to
the 2004 change in the regulations governing the submission of research degrees
at the University of Bath to allow the submission of e-media.
Marian Naidoo (2004) was one of the first doctoral researchers to
submit a video-narrative in her thesis on the emergence of a living theory of
inclusional and responsive practice. Marian needed visual data to communicate
the meanings of a passion for compassion in a health care setting:
This narrative
self-study demonstrates how I have encouraged people to work creatively and
critically in order to improve the way we relate and communicate in a
multi-professional and multi-agency healthcare setting in order to improve both
the quality of care provided and the well being of the system.
(Naidoo, 2004, Abstract)
You can access
this thesis (without the accompanying DVD) from
http://www.bath.ac.uk/~edsajw/naidoo.shtml and
can judge for yourself whether you agree that it is an outstanding contribution
to the advancement of knowledge in the public's best interest.
4) The public's best interest in terms of social change
I see the public's best interest being served by social changes
that are linked to cultural artefacts of well-being. I see the sociocultural
artefacts being produced by action researchers as their living educational
theories flowing through web-space and that are helping to constitute their
well-being in life and work. I use the idea of enhancing well-being in
understanding how action research can serve the public's best interest in terms
of sociocultural change. To help with the clarify of my communication here is
how I am using the words social and culture. Drawing on Wikipedia (2006) I
understand that the term social is derived from the Latin word socius, which as
a noun means "an associate, ally, companion, business partner or
comrade" and in the adjectival form socialis refers to "a bond
between people" (such as marriage) or to their collective or connected
existence. I use the word culture in the sense expressed by Said:
As I use the
word, 'culture' means two things in particular. First of all it means all those
practices, like the arts of description, communication, and representation,
that have relative autonomy from the economic, social, and political realms and
that often exist in aesthetic forms, one of whose principal aims is pleasure.
Included, of course, are both the popular stock of lore about distant parts of
the world and specialized knowledge available in such learned disciplines as
ethnography, historiography, philology, sociology, and literary history....
Second, and
almost imperceptible, culture is a concept that includes a refining and
elevating element, each society's reservoir of the best that has been known and
thought. As Matthew Arnold put it in the 1860s... In time, culture comes to be
associated, often aggressively, with the nation of the state; this
differentiates 'us' from 'them', almost always with some degree of xenophobia.
Culture in this sense is a source of identity, and a rather combative one at
that, as we see in recent 'returns' to culture and tradition. (Said, pp. xii-xiv, 1993)
As I have said
elsewhere in relation to living educational theories as sociocultural
artefacts:
In placing the cultural
artefact of this presentation in the flow of web-space, as well as having
placed in this flow of web-space the living theories of
practitioner-researchers at http://www.bath.ac.uk/~edsajw/living.shtml,
I feel pleasure in relating to the aesthetic form and content of the accounts
through which individuals show their arts of living. I believe that the living
theories flowing through web-space are cultural artefacts because they include
a refining and elevating element that contributes to society's reservoir of the
best that has been known and thought. I am thinking of the contributions to
cultural formations and their transformations of living theories that
communicate the meaning of good and productive lives that carry hope for the
future of humanity. (Whitehead &
Delong, 2006).
I am suggesting
that one of the most significant contributions from action research in the
public's best interest is related to enhancing well-being at work. Drawing on
Popadopoulos' (2006) ideas for a life-course analytic framework I agree that well
being has to be grounded and
investigated in those embedded interactions and in relation to the
changing demands placed upon people during the life course. Popadopoulos moves the
relational and experiential aspects of wellbeing into
institutional/organisational contexts which he further frames by policies and
modes of governance. He advocates a focus upon the importance of work as a key
feature in determining well being with the additional contextualisation of the
centrality of work within the social context of the individual, who is
undergoing transition in the life course that varies and challenges settled
models of well being. His research programme includes an individual focus that
seeks to understand the dynamics of the individual's constitution of well being
in key transitional points such as the move towards and beyond retirement from
paid labour.
The living
theories flowing through web-space from http://www.actionresearch.net
are the stories of the learning of individuals as they seek to live their
values as fully as they can in their life and work. It is this process that I
am connecting to enhancing well-being at work. By focusing on enhancing our
well-being at work, in seeking to live our values as fully as we can, and on
making public our living theories, as sociocultural artefacts in the flow of
web-space, I am suggesting that we are contributing to the public's best
interest in terms of social change. Such a change will require a shift in the
understandings of what counts as making outstanding contributions to the
advancement of knowledge. At present, certainly in the UK, such contributions
are judged in terms of articles that can be dissemination via established and
renowned international refereed journals. Such a prestigious University as the University of Bath only
changed its regulations to permit the submission of e-media in 2004. Because of
its multi-media nature a Ph.D. thesis, such as Naidoo's (2005), could not be
represented adequately within many established and renowned international
referred journal, because such journals do not have a tradition of being
produced in a multi-media format. Hence one of the contributions to be made by
action researchers is to develop such formats as quickly as we possibly can as
is being done through the e-journal AR Expeditions.
References
Eisner, E. (1993) Forms of
Understanding and the Future of Educational Research. Educational Researcher,
Vol. 22, No. 7, 5-11.
Eisner, E. (1997) The Promise
and Perils of Alternative Forms of Data Representation. Eduational Researcher,
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Fals Borda, O.
(2000) Peoples'SpaceTimes in Global Processes: The
Response
of the Local. Journal of world-systems research,vi, 3, fall/winter 2000,
624-634
Special
Issue: Festchrift for Immanuel Wallerstein – Part II
Fals
Borda, Orlando, ed. (1998). People's Participation: Challenges Ahead. New York:
Apex
Press
/ Intermediate Technology Publications.
Naidoo, M. (2005) I am because we are (A never ending
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http://www.bath.ac.uk/~edsajw/living.shtml
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(2006) The Social Constitution of Well-being in Europe: Developing a Life-Course
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presentation at the University of Bath, 16th March, 2006.
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(1958) Personal Knowledge, Oxford; Oxford University Press.
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(2006) Essays and Talks About Inclusionality. Retrieved 28 March 2006 from http://www.bath.ac.uk/~bssadmr/inclusionality/
Said, E. (1993)
Culture and Imperialism, London; Vintage.
Whitehead, J.
(1989) How do we Improve Research-based
Professionalism in Education?-A question which includes action research,
educational theory and the politics of educational knowledge. : 1988
Presidential Address to the British Educational Research Association. Published
in the British Educational Research Journal, Vol. 15, No.1, pp. 3-17, 1989.
Retrieved 28 March 2006 from http://www.bera.ac.uk/addressdownloads/Whitehead,%201988.pdf
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& McNiff, J. (2006) Action Research Living Theory. London; Sage.
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& Delong, J. (2006) Researching connections between the systemic influences
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College, Moscone Centre, San Francisco, 6th April 2006.
Wikipedia (2006) Social http://en.wikipedia.org/wiki/Social